skip to Main Content

Glass Box Law, Inc. (“Glass Box”) is a California Professional Corporation licensed as a law firm with the State Bar of California.

Independent Portal Service
Glass Box provides both public and private companies the ability to publish securities offerings through their own independently managed offering portals.

Glass Box clients have the ability to advertise their distinct offering portals to accredited investors in their network, the Glass Box network, and across the internet generally.

Glass Box itself is not a funding portal. Glass Box does not serve as an intermediary in securities offerings and it does not custody investment funds.

No Independent Review of Portal Offerings
Glass Box does not conduct an independent review of any of the investment offerings posted on its client portals. Glass Box cannot confirm the accuracy of any information published by its clients. Prospective investors must conduct their own due diligence on any offering published by a Glass Box client.

Not a Crowd Funding Portal
Glass Box is not a Crowd Funding Portal, as defined by the SEC. Glass Box does not promote itself to attract retail investors to invest in offerings posted by its clients. Glass Box provides legal services and a mechanism for its clients to advertise directly to accredited investors.

Accredited Investor Requirement
Glass Box may only be used to create and disseminate offerings for Accredited Investors. The term Accredited Investors is defined in Rule 501 of Reg. D of the Securities Act of 1933.

Some of the more common types of accredited investors are listed below:

  1. an individual with a net worth, or joint net worth with his or her spouse, that exceeds $1,000,000 (not including home equity);
  2. an individual with income in excess of $200,000 in each of the two most recent years, or joint income with his or her spouse in excess of $300,000 in each of those years, who has a reasonable expectation of reaching the same income level in the current year;
  3. a corporation or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000; and,
  4. any entity in which all of the equity owners are accredited investors.
Back To Top